ISPAM Stakeholder Panel Meeting Book 3-14-17

Kernel-based gluten binary-like outcomes R. D. Fritz and Y. Chen 6

Table 3 Probabilities of randomly selecting one or more servings with a gluten-containing kernel

Probability of selecting one or more contaminated servings in:

# of servings’ worth required to obtain 95% confidence defect rate to left is not exceeded (where all would need to be found ‘clean’) (found using attribute acceptance sampling)

Assumed rate of servings with a gluten-containing kernel

1 Try 2 Tries 3 Tries 4 Tries 5 Tries 10 Tries 25 Tries 50 Tries

1 in 10 1 in 15 1 in 25 1 in 50 1 in 100 1 in 200 1 in 500 1 in 1000

0.1000 0.1900 0.2710 0.3439 0.4095 0.6513 0.0667 0.1289 0.1870 0.2412 0.2918 0.4984 0.0400 0.0784 0.1153 0.1507 0.1846 0.3352 0.0200 0.0396 0.0588 0.0776 0.0961 0.1829 0.0100 0.0199 0.0297 0.0394 0.0490 0.0956 0.0050 0.0100 0.0149 0.0199 0.0248 0.0489 0.0020 0.0040 0.0060 0.0080 0.0100 0.0198 0.0010 0.0020 0.0030 0.0040 0.0050 0.0100

0.9282 0.8218 0.6396 0.3965 0.2222 0.1178 0.0488 0.0247

0.9948 0.9682 0.8701 0.6358 0.3950 0.2217 0.0953 0.0488

29 44 74

149 298 599

1496 2994

required to gain high confidence (i.e. 95% in this case) that various ‘kernel-induced gluten noncompliance’ rates are not being exceeded. These were derived using the same ‘attribute-based acceptance sampling’ as before (Taylor, 1992). These are large quantities, espe- cially in comparison with continuous variable-based sampling, but provide high statistical confidence that products subject to ‘kernel-based gluten’ contamina- tion are clean enough to be labelled gluten free. For example, to affirm that the ‘serving noncompli- ance rate’ (i.e. rate of servings containing a gluten-con- taining kernel) is no greater than one in every 1000 servings with 95% confidence, one would have to look at 2994 servings and find them all clean to make that claim, doing so for a ‘rationally defined’ production lot. By ‘rationally defined’ is meant a lot that is rela- tively consistent in terms of the rate of kernel-based contamination, as might happen with oats from the same field potentially. The extent of testing which attribute sampling requires is admittedly onerous, but appears necessary to accurately characterise the inherent capability to produce GF oatmeal at the serving level, and ensure outgoing quality is adequately controlled to protect CD consumers. More cost effective ways to accomplish this are clearly desirable, and research is underway in this direction. Conclusion We believe that GF foods, whose claim compliance is controlled at the ‘serving level,’ hold better chances to protect gluten-intolerant consumers and achieve brand differentiation. In that vein, our research here spot- lights how wheat, rye and barley kernels act as ‘gluten pills’ in oatmeal, remaining intact to the spoon as indistinguishable flakes. And further, how this unique circumstance creates a binary-like set of possible

gluten contamination outcomes at the serving level, namely servings with a contaminant kernel (being non- compliant) and those without (being compliant). Our investigation reveals how this situation impacts the sampling/assessment task, as extreme sets of outcomes like this undermine the commonly used sampling tech- niques of ‘looking at a few’ to ‘draw inferences on the rest.’ Findings suggest it prudent to consider a sam- pling/assessment task oriented towards characterising the ‘rate of servings that possess gluten pills’ instead of attempting to characterise ‘mg kg 1 gluten’ that might exist across ‘representative’ servings. The approach prescribed utilises attribute sampling. With this, one can gain high confidence that unacceptably high rates of gluten kernel contaminated servings are not getting onto store shelves, helping ensure processes are capably robust to the significant effects of kernel- based gluten contamination. But this assurance comes at a price in terms of sampling vigilance required, especially compared to what one could do given a more homogenously dispersed type of contamination like gluten dust or flour. This situation has relevance as noncompliant glu- ten-free labelled products have been found on store shelves. This suggests incapable production processes are being viewed as capable, potentially due to this inferential nuance being overlooked. As we have seen, oversight of this can put CD consumers at risk, as they will occasionally ingest noncompliant servings measuring well over the FDA limit. It is the hope of this research to bring awareness, investi- gation, accounting and research to this subtle but important topic, and by doing so drive improvement towards higher integrity products for the growing gluten conscious marketplace. Furthermore, our consideration of measuring compliance at the serv- ing size level may be instructive across other con- tamination-free claims in general, where kernel

International Journal of Food Science and Technology 2016

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